Applying Surface Finishes

Volume 2, Number 3, November 2002


 The base metal conductor used in the fabrication of printed circuit boards is copper. Although copper is an excellent conductor of heat and electricity, it is also a very active metal that quickly oxidizes in the presence of air and water. If a copper surface is not coated or treated with a protective agent, the exposed area rapidly becomes unsolderable using conventional assembly processes. For this reason, all printed circuit boards use some form of a surface finish on the exposed pads to which electronic components will be soldered.
Current manufacturing processes typically also require circuit traces to be protected with a masking material, called soldermask. The soldermask is relieved only where a subsequent operation, such as soldering of electrical components, requires electrical access to the circuitry. The relieved areas, which are not covered with soldermask, need to be protected with some form of a surface finish.
The role of the surface finish is to coat the copper pads and exposed traces in order to protect them between the time the board is manufactured and when it is assembled. By protecting the copper from oxidation, the surface finish ensures that the board can be soldered successfully later during the assembly process.
The three most prevalent surface finish processes are:
  hot air solder level (HASL)
  immersion precious metal plating
  organic surface protectant (OSP) coating.
Hot Air Solder Level
The hot air solder level (HASL) process entails the application of tin/lead solder to exposed copper. The solder and exposed copper form an intermetallic chemical bond that protects the copper from oxidation.
To prepare circuit boards for solder coating, the boards are first processed through a flux containing amine hydro-bromide flux activators in a polyglycol carrier. A solder bath is prepared using a tin/lead alloy, normally 63 percent tin and 37 percent lead, heated to 500°C. In a vertical process, the “fluxed” boards are immersed in the solder bath. The solder coats the areas not covered by soldermask. The boards are then withdrawn from the solder bath while hot air knives remove or level the excess solder.
The resulting solder thickness can vary due to gravity, surface tension, and the geometry of the circuit board pads. The use of a vertical process results in some droop or meniscus of solder on the bottom side of the pads. This meniscus can be a problem if the board requires high density chip placement (pitch spacing below 20 mil).
HASL is still the most common coating applied to protect copper pads and exposed traces. It provides good solderability and excellent shelf-life for the circuit board.
There has been much discussion in recent years about banning the use of tin/lead coatings. However, at this time regulatory agencies have granted specific exclusions from lead-free restrictions for most high-reliability applications due to the lack of a proven alternative. For this reason, HASL continues to be used far more extensively than the coating alternatives described below.
Immersion Precious Metal Plating
The immersion process uses ion displacement reactions to plate the circuit board surface. When the surface metal finish (nickel/gold, silver or tin) has been deposited, the source of electrons is used up and the process is complete. The process is self-limiting because the copper forms an intermetallic layer that inhibit the immersion reaction.
Immersion coatings have become popular as circuit densities have increased and the pitch of surface mount technology (SMT) components has decreased. A flat attachment pad is paramount in achieving a reliable solder joint with fine pitch parts. Although the solderability of each coating is different, all immersion coatings provide a very flat attachment surface.
The electroless nickel / immersion gold (ENIG) finish is the most expensive and also the most solderable over the widest range of conditions. This coating ensures minimal long-term degradation of solderability prior to assembly and excellent immunity to corrosion from environmental exposure in the field. The nickel/gold coating ranges from 3 to 10 µin in thickness and costs about twice as much as HASL.
Silver is the next most costly metal finish and is only slightly less solderable than nickel/gold. Deposited to a thickness of 5 µin, the cost of silver is only about one and a half times the cost of HASL.
Immersion tin has gained popularity because its cost is favorable compared to the cost of HASL. However, the long-term solderability of immersion tin is questionable and highly dependent on the process controls of the fabricator. The plating is a tin oxide formed from stannous fluoborate in an acid suspension. About 50 µin thick, tin plating costs about 1.3 times as much as HASL.
OSP Coating
The process for applying an organic surface protectant (OSP) coating does not require electron exchanges since the circuit board is coated upon submersion in a chemical bath. A nitrogen-bearing organic compound allows adhesion to the exposed metal surfaces and is not absorbed by the laminate or soldermask. Although coating adhesion levels vary according to the type of organic compound, the process is self-limiting and results in a typical coating thickness of .5 µin. Organic coatings are equivalent in cost to HASL and provide relatively flat pad topography. However, these coatings break down during thermal cycles in assembly and are not recommended for double-sided circuit boards (boards with SMT components on both sides). Furthermore, these coatings do not hold up very well to long-term storage. Boards with an organic coating must be kept sealed in a stable environment and used very shortly after application of the coating.
   Mr. Tech Dweeb Tech Tip

Although customer specifications vary, typical coating thickness are shown in the table below.

Coating Thickness (microinches)
HASL 200 to 300 µin
ENIG 100 to 250 µin of nickel 3 to 10 µin of gold
Tab nickel/gold* 100 µin of electroplated nickel
30 to 50 µin of electroplated gold
Silver 8 to 20 µin
Immersion tin 30 to 70 µin
Organic surface protectant 0.4 to 0.6 µin

* Tab nickel/gold plating is applied using an electroplate process that results in a harder and thicker coating than the ENIG process. Tab nickel/gold is used only for areas of a circuit board that will be inserted into a connector.

The fabrication industry developed the immersion process to address the anticipated environmental mandate to eliminate lead, even in alloy form (tin/lead is an alloy and has no free lead), from the manufacturing process. However, exclusions given to military hardware, implanted medical devices and critical automotive systems have delayed the lead ban until an unspecified future date. As a result, the need for flat pad surfaces, rather than the need to eliminate lead, has become the driving force behind the development of alternative coatings.
   Mr. Tech Dweeb Tech Tip

Cost comparisons of various coating options are difficult since two of the metals (gold and silver) are sold by the troy ounce. However, for a typical board with approximately 15 percent exposed soldering surfaces the following table provides a good comparison, using HASL as the baseline.

Coating Cost Factor
HASL
1.00
ENIG
2.00
Silver
1.36
Immersion tin
1.30
Organic surface protectant
1.05

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